New York Unsuitability of Investments Attorney

Investors know that the quality of their investments depends upon the suitability of the securities options to meet their individualized investment goals. Not every investor has the same definition of success. Some are looking for short-term capital growth and can tolerate the tax consequences. Some are interested in building generational wealth and need to reduce taxes. Licensed investment advisers know that suitability of investments is one of their primary concerns, as they help their clients meet their specific goals.

If you are an investor who lost financial opportunity because your adviser or broker failed to invest in products that met your specific needs and instructions, you may have a legitimate claim for damages. We are the securities litigation firm of Rosenbaum & Rosenbaum, P.C. From our offices on Wall Street, we represent investors seeking compensation for losses resulting from broker or adviser negligence, malfeasance or incompetence.

We thoroughly investigate your claim and prepare the strongest case possible to take to the SEC or the courts for a settlement. We are ready to help you recover investment losses in litigation matters such as:

• Unsuitability of investments, improper imbalance of investment options
• Churning, excessive movement of investments between account options
• Breach of fiduciary duty, failure to oversee growth opportunities for investments and trusts
• Investment fraud, theft of investment capital
• Misrepresentation
• Over-concentration
• Unauthorized trading
• Broker negligence

New York City Excessive Trading for Commissions Lawyer

From offices on Wall Street, Rosenbaum & Rosenbaum represents clients in litigation matters throughout New York and the nation. Contact us to schedule a consultation with one of our experienced New York unsuitability of investments lawyers today.

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• $22,000,000 We obtained a settlement valued at more than 22 million dollars on behalf of a pedestrian who suffered a traumatic brain injury as a result of being hit by an automobile.
• $4,000,000 Premises Liability for a woman who suffered permanent injuries as a result of the negligent conduct of a store owner
• $2,000,000 for a woman who suffered several fractures and nerve damage to her leg.
• $1,500,000 for a man who was the victim of excessive force by police officers
• $1,500,000 for a student who suffered an eye injury as a result of improperly maintained school equipment.
• $1,300,000 for the estate of a woman who died due to a doctor's failure to properly diagnose epiglottitis.
• $1,000,000 for a man who suffered an ankle fracture requiring surgery as a result of a negligently maintained construction site.