Financial advisers, licensed brokers and trustees of investment assets have a responsibility to ensure that the money entrusted to them is invested in a way that will maximize investment opportunities for growth. This does not mean that investments they oversee cannot lose money. It means, however, that as licensed professionals and financial experts, they are required to recommend securities and investment options that have the best opportunities for growth according to the investor's strategic investment plan. Failure to follow the markets and provide timely and accurate insights into appropriate investments can be considered a matter of breach of fiduciary duty.
Wall Street Securities Litigation Lawyers
Rosenbaum & Rosenbaum, P.C., is ready to protect your rights as an investor. We provide aggressive and experienced litigation services for investors seeking to recover financial losses and lost investment opportunities resulting from negligence or misconduct on the part of a licensed securities broker in New York.
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From offices on Wall Street, Rosenbaum & Rosenbaum represents clients in litigation matters throughout New York and the nation. Contact us to schedule a consultation with one of our experienced New York breach of stock broker fiduciary duty attorneys today.